Centaurus Financial

Broker Patrick Hobert in Centaurus Financial, INC. Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on June 02, 2025.

The customer alleges that in November of 2019, the Registered Representative misrepresented and recommended an unsuitable, illiquid investment.

Broker Patrick Hobert in Centaurus Financial, INC. Firm Has Customer Complaint

July 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00 on April 23, 2025.

Customer alleges that in November of 2019, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

There are Recent Customer Complaints with Broker Manuel Ramos in Firm Centaurus Financial, INC.

July 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Ramos (Ramos), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $240,000.00 on April 30, 2025.

The customer alleges that the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Jason Jeanquart in Centaurus Financial, INC. Firm Has Customer Complaint

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Jeanquart (Jeanquart), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Jeanquart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $20,000.00 on May 07, 2025.

The customer alleges that in October of 2019, the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments.

There are Recent Customer Complaints with Broker Nicholas Saunders in Firm Centaurus Financial, INC.

July 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Saunders (Saunders), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saunders recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $97,500.00 on May 27, 2025.

The customers allege that the Registered Representative recommended an unsuitable, high-risk, complex, illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker William Dobbs in Centaurus Financial, INC. Firm Has Customer Complaint

July 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Dobbs (Dobbs), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dobbs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on June 02, 2025.

The customer alleges that in October of 2020, the Registered Representative misrepresented and recommended an unsuitable, illiquid investment.

There are Recent Customer Complaints with Broker Jeffrey Scott in Firm Centaurus Financial, INC.

July 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Scott (Scott), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 21, 2023.

The customers allege that the Registered Representative recommended a high-risk, speculative and illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Terri Fassi in Firm Centaurus Financial, INC.

July 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terri Fassi (Fassi), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fassi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 01, 2023.

The customer alleges that in September of 2019, the Registered Representative recommended a high-risk, speculative, complex, illiquid investment and breached her fiduciary duty.

There are Recent Customer Complaints with Broker Atul Makharia in Firm Centaurus Financial, INC.

July 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Atul Makharia (Makharia), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Makharia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $499,000.00 on October 02, 2023.

The customers allege that the Registered Representative recommended unsuitable, high-risk, speculative, illiquid investments and breached his fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Mark Arthur in Centaurus Financial, INC. Firm Has Customer Complaint

July 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Arthur (Arthur), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Arthur recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 28, 2023.

The customer alleges that in December 2018, the Registered Representative recommended an unsuitable, speculative, high-risk, illiquid investment and breached his fiduciary duty.