Centaurus Financial

There are Recent Customer Complaints with Broker Mike Kilpatrick in Firm Centaurus Financial, INC.

September 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mike Kilpatrick (Kilpatrick), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kilpatrick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on July 25, 2025.

The customer alleges that the Registered Representative recommended unsuitable, high-risk, illiquid investments and breached his fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Lisa Mantei in Firm Centaurus Financial, INC.

August 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Mantei (Mantei), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mantei recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on June 14, 2023.

The Customer alleges that the financial advisor recommended risky, complex, long-term and illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Kenji Saito in Firm Centaurus Financial, INC.

August 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenji Saito (Saito), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on June 29, 2023.

The customer alleges that in September 2019, the Registered Representative recommended a high-risk, illiquid and unsuitable investment.

There are Recent Customer Complaints with Broker Adam Donlevie in Firm Centaurus Financial, INC.

August 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Donlevie (Donlevie), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Donlevie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on June 29, 2023.

In July 2020, the customer alleges that the Registered Representative recommended a high-risk, illiquid and unsuitable investment.

Broker Timothy Sweeney in Centaurus Financial, INC. Firm Has Customer Complaint

August 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Sweeney (Sweeney), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sweeney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on June 29, 2023.

In July 2020, the customer alleges that the Registered Representative recommended a high-risk, illiquid and unsuitable investment.

Broker April Waldman in Centaurus Financial, INC. Firm Has Customer Complaint

August 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker April Waldman (Waldman), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Waldman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on July 06, 2023.

In November 2020, the customers allege that the Registered Representative improperly recommended a high-risk and illiquid investment.

There are Recent Customer Complaints with Broker John Marcheso in Firm Centaurus Financial, INC.

August 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Marcheso (Marcheso), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Marcheso recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $650,000.00 on June 24, 2025.

The customers allege that, the Registered Representative recommended unsuitable, illiquid, high-risk investments. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Cheryl Kitashima in Firm Centaurus Financial, INC.

August 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Kitashima (Kitashima), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kitashima recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 27, 2023.

The customer alleges that the Registered Representative recommended an unsuitable, high-risk, speculative, illiquid investment and breached her fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Seyed Ahmad Hashemian in Centaurus Financial, INC. Firm Has Customer Complaint

August 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seyed Ahmad Hashemian (Hashemian), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hashemian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 23, 2025.

The customer alleges that during the period of 2020 through 2021 the Registered Representative recommended and misrepresented two unsuitable, high-risk, illiquid investments and breached his fiduciary duty.

Broker Valentino Scott in Centaurus Financial, INC. Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Valentino Scott (Scott), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on May 28, 2025.

The customer alleges that the Registered Representative misrepresented and recommended unsuitable, speculative, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.