Centaurus Financial

Broker April Waldman in Centaurus Financial, INC. Firm Has Customer Complaint

August 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker April Waldman (Waldman), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Waldman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on July 06, 2023.

In November 2020, the customers allege that the Registered Representative improperly recommended a high-risk and illiquid investment.

There are Recent Customer Complaints with Broker John Marcheso in Firm Centaurus Financial, INC.

August 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Marcheso (Marcheso), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Marcheso recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $650,000.00 on June 24, 2025.

The customers allege that, the Registered Representative recommended unsuitable, illiquid, high-risk investments. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Cheryl Kitashima in Firm Centaurus Financial, INC.

August 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cheryl Kitashima (Kitashima), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kitashima recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 27, 2023.

The customer alleges that the Registered Representative recommended an unsuitable, high-risk, speculative, illiquid investment and breached her fiduciary duty. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Seyed Ahmad Hashemian in Centaurus Financial, INC. Firm Has Customer Complaint

August 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seyed Ahmad Hashemian (Hashemian), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hashemian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 23, 2025.

The customer alleges that during the period of 2020 through 2021 the Registered Representative recommended and misrepresented two unsuitable, high-risk, illiquid investments and breached his fiduciary duty.

Broker Valentino Scott in Centaurus Financial, INC. Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Valentino Scott (Scott), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on May 28, 2025.

The customer alleges that the Registered Representative misrepresented and recommended unsuitable, speculative, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Patrick Hobert in Centaurus Financial, INC. Firm Has Customer Complaint

August 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on June 02, 2025.

The customer alleges that in November of 2019, the Registered Representative misrepresented and recommended an unsuitable, illiquid investment.

Broker Patrick Hobert in Centaurus Financial, INC. Firm Has Customer Complaint

July 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00 on April 23, 2025.

Customer alleges that in November of 2019, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

There are Recent Customer Complaints with Broker Manuel Ramos in Firm Centaurus Financial, INC.

July 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Ramos (Ramos), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ramos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $240,000.00 on April 30, 2025.

The customer alleges that the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Jason Jeanquart in Centaurus Financial, INC. Firm Has Customer Complaint

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Jeanquart (Jeanquart), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Jeanquart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $20,000.00 on May 07, 2025.

The customer alleges that in October of 2019, the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments.

There are Recent Customer Complaints with Broker Nicholas Saunders in Firm Centaurus Financial, INC.

July 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Saunders (Saunders), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Saunders recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $97,500.00 on May 27, 2025.

The customers allege that the Registered Representative recommended an unsuitable, high-risk, complex, illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.