Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Burton Apfelbaum (Apfelbaum), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Apfelbaum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on April 03, 2020.
Customer alleges a failure to follow instructions to move accounts to cash. Activity period: 2/27/20 to 4/3/20.