Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Hakola (Hakola), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hakola recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 03, 2026.
Clients are alleging failure to conduct proper due diligence, breach of fiduciary duty, failure to supervise, and unsuitability of recommendations.