Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Godke (Godke), previously associated with Mutual Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Godke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on March 10, 2020.
Alleged violation of Kansas Uniform Securities Act for prohibited conduct in providing investment advice.