Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as BGC Financial, L.P.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
BGC Financial is an inter-dealer broker that brokers fixed income securities, repurchase agreements, credit derivatives, mortgage-backed securities, equities and asset-backed swaps for dealers and other financial institutions, and it is also registered as an introducing broker for futures. Operating from New York, the firm is an indirect subsidiary of BGC Group, which is itself a subsidiary of Cantor Fitzgerald, and it owns the Tokyo-based broker-dealer BGC Shoken Kaisha.
BGC Financial, L.P. – By the Numbers:
Securities Lawyers Blog

