Ben Sutak

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ben Sutak (Sutak), currently associated with Thinkequity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sutak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on April 17, 2026.

Customer alleges he was solicited to transfer assets to the firm, then was recommended speculative biotech securities. As the positions declined, he alleges firm representatives repeatedly told him to continue holding rather than sell. Claims include unsuitable recommendations, over-concentration, misrepresentations/omissions, negligence, breach of fiduciary duty, breach of contract, and failure to supervise.

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Ben Sutak (Sutak), currently associated with Thinkequity LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Sutak concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $296,239.65 on September 12, 2022.

Claimant alleges excessive commission, unauthorized trades, churning, misrepresentation and unsuitability; however, Claimant is only requesting disgorgement of commissions.

Articles Tagged with Ben Sutak

Broker Ben Sutak in Thinkequity LLC Firm Has Customer Complaint

There are Recent Customer Complaints with Broker Ben Sutak in Firm Thinkequity LLC