Securities Lawyers Blog
A concentrated investment portfolio, a failure to diversify, or an investment with far more risk than the investor understood are common causes of large investment losses. The broker negligence attorneys at Gana Weinstein LLP help investors at firms such as Axos Invest LLC determine whether their financial advisor breached the duty to recommend suitable investments and, when the advisor did, pursue recovery through FINRA arbitration.
Axos Invest is a broker-dealer offering commission-free self-directed trading in stocks, exchange-traded funds, mutual funds, and options, alongside managed portfolios provided through its advisory affiliate. Formerly known as WiseBanyan Securities, the firm is part of Axos Financial, the parent of Axos Bank, and is based in Las Vegas, Nevada.
Axos Invest LLC – By the Numbers: