Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Owens (Owens), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Owens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $39,000.00 on May 04, 2026.
Client alleges the FA misrepresented the taxes on the liquidation of a variable annuity and a life insurance policy.