The National Trial Lawyers
Super Lawyers
500 Leading Plaintiff Financial Lawyers Lawdragon 2026
AVVO
Martindale-Hubbell
PIABA
American Arbitration Association ICDR Panel Member 2025
Top Financial Professionals in the US - Hot List
Justia Lawyer Rating for Adam Julien Gana

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hector Martinez (Martinez), currently associated with First Southern, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Martinez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $147,000.00 on August 28, 2020.

Time frame: Unspecified. Allegations: Claimant alleges the recommendation to invest and hold PR Closed-End Funds was unsuitable and that his account was over-concentrated in these investments. Claimant also alleges that the risk of investing in and concentration in Puerto Rico investments was misrepresented.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lynn Carter (Carter), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $110,000.00 on August 31, 2020.

Clients allege that representative made an unsuitable recommendation.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Krenzin (Krenzin), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Krenzin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 31, 2020.

Client complained that the financial advisor placed three orders in the account but there should have only been two. (7/31/2020)

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Krym (Krym), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Krym recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 02, 2020.

Client alleges unsuitable investment strategies

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Fechtor (Fechtor), previously associated with Revere Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fechtor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $277,000.00 on September 01, 2020.

Client alleges concentration involving inappropriate securities.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hugh Barndollar (Barndollar), previously associated with Crown Capital Securities, L.p., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barndollar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 28, 2020.

Customer alleges lack of suitability, negligence, misrepresentations and omissions of material facts in regard to transactions in nontraditional, alternative and/or non-traded reit investments.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Ginsberg (Ginsberg), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ginsberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 03, 2020.

Claimant alleges royal alliance’s due diligent review of an alternative investment was unreasonable

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hortensia Llavat Tilen (Llavat Tilen), currently associated with Insigneo Securities, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Llavat Tilen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on September 01, 2020.

Client alleges over-concentration, unsuitability, scalping, violations of securities laws and FINRA rules, negligent misrepresentation and omission, breach of fiduciary duty, negligence in violation of industry standards, failure to supervise, and breach of contract (Puerto Rico bonds and closed-end funds). Includes request for interest, punitive damages, costs and rescission.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Nadeau (Nadeau), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nadeau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on September 09, 2020.

Plaintiff makes various allegations relating to the purchase of Apple stock on August 31, 2020.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leah Brooks (Brooks), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brooks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 11, 2020.

Claimant alleges that the representative recommended unsuitable investments.

Continue Reading
Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
ATTORNEY ADVERTISING

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2026, Gana Weinstein LLP
JUSTIA Law Firm Blog Design