Securities Lawyers Blog

Broker Noor Amirali in D.h. Hill Securities, Lllp Firm Has Customer Complaint

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Noor Amirali (Amirali), currently associated with D.h. Hill Securities, Lllp, has at least one disclosable event. These events include one customer complaint, alleging that Amirali recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $36,000.00 on April 01, 2021.

Allegations include Breach of Contract, Violation of State Securities Statues, Breach of Fiduciary Duty, Negligence, Misrepresentation, Unjust Enrichment, Failure to Supervise, Statutory Damages, and control Person Liability for products sold during May 2015.

There are Recent Customer Complaints with Broker Cameron Foster in Firm Emerson Equity LLC

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cameron Foster (Foster), previously associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 29, 2021.

Claimant alleges that Mr. Foster recommended an investment product that was unsuitable.

Broker John Buckingham in Forta Financial Group, INC. Firm Has Customer Complaint

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Buckingham (Buckingham), previously associated with Forta Financial Group, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Buckingham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 01, 2021.

The boilerplate allegations include unsuitability, Fraud, breach of fiduciary duty, negligence and failure to supervise between November 2015 and October 2019

There are Recent Customer Complaints with Broker Edward Dougherty in Firm Osaic Wealth, INC.

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Dougherty (Dougherty), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dougherty recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on March 29, 2021.

Claimants allege the financial professional recommended investments that were unsuitable.

There are Recent Customer Complaints with Broker Todd Bauman in Firm Ameriprise Financial Services, LLC

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Bauman (Bauman), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bauman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,409,721.00 on March 31, 2021.

Claimant alleges that he was given negligent investment advice and recommended unsuitable investments resulting in investment losses in excess of $800,000.

There are Recent Customer Complaints with Broker Bryan Davis in Firm Cetera Advisors LLC

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Davis (Davis), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on April 01, 2021.

Plaintiffs assert claims including suitability and negligence related to the purchase of two variable universal life policies purchased in 2002.

There are Recent Customer Complaints with Broker David Kraft in Firm Morgan Stanley

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Kraft (Kraft), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kraft recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $1,200,000.00 on March 31, 2021.

Client alleges that Mr. Kraft removed funds from a trust account without authorization.

There are Recent Customer Complaints with Broker Andrew Melikidse in Firm LPL Financial LLC

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Melikidse (Melikidse), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Melikidse recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on April 01, 2021.

Customer alleges REIT and Business Development Company purchases were unsuitable

Broker Tatyana Bunich in Independent Financial Group, LLC Firm Has Customer Complaint

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tatyana Bunich (Bunich), currently associated with Independent Financial Group, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Bunich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $149,000.00 on March 31, 2021.

Around 2015 [redacted] came to tatyana bunich seeking investment advice. [redacted] alleges that ms. Bunich advised her to invest exclusively in reits and alternative investments. [redacted] alleges that ms. Bunich violated finra rule 2110, 2111, negligence, misrepresentations and omissions of material facts and breach of fiduciary duty

There are Recent Customer Complaints with Broker Jorge Bravo in Firm Nationwide Planning Associates INC.

February 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jorge Bravo (Bravo), currently associated with Nationwide Planning Associates INC., has at least one disclosable event. These events include one customer complaint, alleging that Bravo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on March 29, 2021.

Time frame: January 2011-Unspecified Allegations: Claimant alleges that the recommendation to invest in and hold Puerto Rico closed-end funds and Puerto Rico municipal bonds was unsuitable and that his account was over-concentrated in these investments. He also alleges that the risks of investing in and concentrating in PR investments were misrepresented.