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Wells Fargo Advisor Regan Rohl Has Multiple Complaints Over Oil & Gas Investments

The law offices of Gana Weinstein LLP continue to report on investor related losses and potential legal remedies due to recommendations to investor in oil and gas and commodities related investments.  According to BrokerCheck records, customers have filed about ten complaints with the Financial Industry Regulatory Authority’s (FINRA) against broker…

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UBS Broker Margaret Lech-Loubet Subject to Customer Complaints Over Energy Related Investments

The securities lawyers of Gana Weinstein LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker Margaret Lech-Loubet (Lech-Loubet).  According to BrokerCheck records Lech-Loubet has been in the securities industry for 25 years and has two customer complaints on her record.  Lech-Loubet is currently registered…

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Gana LLP Investigates Investor Losses Tied to Oil and Commodities Linked ETNs

The law offices of Gana Weinstein LLP are announcing their investigation into potential securities claims against brokerage firms over sales practices related to the recommendation of exchange traded notes (ETNs) and other structured notes linked to oil & gas and commodities. These products are issued by UBS (NYSE:UBS) under the…

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SEC Brings Action Against Miller Energy Resources on the Heals of Bankruptcy

The law offices of Gana Weinstein LLP are currently investigating brokerage firms that placed investors in oil and gas related investments and who have suffered losses as a result. One company under investigation is Miller Energy Resources Inc. (Stock Symbol: MILL). According to a Wall Street Journal article, creditors of…

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Gana LLP Investigates Investor Losses in Linn Energy and Energy XXI

The law offices of Gana Weinstein LLP are currently investigating brokerage firms that placed investors in oil and gas related investments and who have suffered losses as a result.  Two companies that appear vulnerable include Linn Energy (Stock Symbol: LINE) and Energy XXI Ltd. (Stock Symbol: EXXI). While these companies…

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Cushing Mutual Funds Investor Update

The attorneys at Gana Weinstein LLP have been following the collapse of a series of mutual funds managed by Cushing Asset Management. The funds involved include: Cushing Closed-End Funds Cushing Renaissance Fund Cushing Royalty & Income Fund Cushing MLP Total Return Fund Mainstay Cushing Mutual Funds MainStay Cushing MLP Premier…

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Gana LLP Investigates Investor Losses in American Eagle Energy Corp. (AMZG)

The law offices of Gana Weinstein LLP are currently investigating investors who have suffered losses in in now bankrupt oil and gas company, American Eagle Energy Corp. (Stock Symbols: AMZG) (American Eagle Energy). American Eagle Energy is a Colorado, Littleton-based company that buys and develops wells in the Williston Basin…

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Gana LLP Investigates Investor Losses in BPZ Energy

The law offices of Gana Weinstein LLP are currently investigating investors who have suffered losses in in now bankrupt oil and gas company, BPZ Resources, Inc. (BPZ Resources) (Stock Symbols: BPZRQ and BPZ)  BPZ Resources is an independent oil and gas exploration and production company with license contracts covering approximately…

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Has Your Financial Advisor Overconcentrated Your Investments In Oil & Gas?

Long time readers of this blog know that we have previously reported that brokerage firms have increasingly recommended that retail investors invest heavily in various types of oil & gas investments including private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and even individual stocks. See Overconcentrated in Oil…

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