According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Romeo (Romeo), previously associated with Mid Atlantic Capital Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Romeo recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Pallitto (Pallitto), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pallitto recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Baughan (Baughan), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baughan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kalen Baxter (Baxter), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baxter recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Maggio (Maggio), currently associated with Joseph Stone Capital L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Maggio recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Lynde (Lynde), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lynde recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shane Siederman (Siederman), currently associated with the Strategic Financial Alliance, INC., has at least one disclosable event. These events include one customer complaint, alleging that Siederman recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rene Castro (Castro), currently associated with Great Point Capital LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Castro recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Bingaman (Bingaman), currently associated with Robert W. Baird & CO. Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Bingaman recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Marciano (Marciano), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Marciano recommended unsuitable investments in different investment products including debt securities among other allegations…