Articles Tagged with Rene Castro

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rene Castro (Castro), previously associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Castro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $84,000.00 on February 04, 2026.

Purchased bonds GWG; Castro acted as broker for GWG. Rolled bonds over after substantial payment and distribution stopped.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rene Castro (Castro), currently associated with Great Point Capital LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Castro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $32,000.00 on January 03, 2024.

Claimant Trust alleges it was not suitable for the GWG L Bonds sold to it by Mr. Castro, acting as a registered representative of Great Point Capital, the Broker Dealer.