Articles Tagged with Robert W. Baird & CO. Incorporated

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Bingaman (Bingaman), currently associated with Robert W. Baird & CO. Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Bingaman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $175,000.00 on January 02, 2024.

Client alleges that funds were transferred from her account to pay off a debt without her authorization.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Schrieber (Schrieber), currently associated with Robert W. Baird & CO. Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Schrieber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on January 13, 2024.

Client Alleges the stock the FA recommended was unsuitable for her.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Norris (Norris), currently associated with Robert W. Baird & CO. Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Norris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $222,320.00 on April 23, 2024.

Client Alleges the Financial Advisor failed to follow his instructions.

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Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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