According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shomir Mukherjee (Mukherjee), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mukherjee recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brad Feldman (Feldman), currently associated with Raymond James Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Feldman recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Castleberry (Castleberry), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Castleberry recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Sacoolas (Sacoolas), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Sacoolas recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kerri Patrick (Patrick), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Patrick recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Mackle (Mackle), previously associated with Md Global Partners, LLC, has at least one disclosable event. These events include one regulatory event, alleging that Mackle recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glen Viditz Ward (Viditz Ward), currently associated with Cambridge Investment Research, INC., has at least one disclosable event. These events include one customer complaint, alleging that Viditz Ward recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arthur Grossbard (Grossbard), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Grossbard recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Llewellyn Rowell (Rowell), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rowell recommended unsuitable investments in different investment products including debt securities among…
Gana Weinstein LLP Investigating Investor Losses in Inspired Healthcare Capital Fund Gana Weinstein LLP is currently speaking with investors who suffered losses after purchasing shares of Inspired Healthcare Capital Fund, a non-traded REIT. In August 2025, the Fund disclosed it was suspending dividend payments. Around the same time, the company…