According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Bencivenga (Bencivenga), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Bencivenga recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Hutchison (Hutchison), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hutchison recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Diana Weaver (Weaver), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Weaver recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elinar Deghbashyan (Deghbashyan), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Deghbashyan recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lara Shogren (Shogren), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shogren recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Hansen (Hansen), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hansen recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Thompson (Thompson), currently associated with Capital Investment Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leo Chien (Chien), previously associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chien recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Cahill (Cahill), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cahill recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tami Lanzisera (Lanzisera), currently associated with Ashton Thomas Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lanzisera recommended unsuitable investments in different investment products including debt securities among other…