According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gar Mccray (Mccray), previously associated with Vanderbilt Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccray recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Cahill (Cahill), previously associated with Janney Montgomery Scott LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Cahill recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nick Polydoros (Polydoros), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Polydoros recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Lagriola (Lagriola), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lagriola recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Colton Hill (Hill), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Tarjanyi (Tarjanyi), previously associated with Trustmont Financial Group, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Tarjanyi recommended unsuitable investments in different investment products including debt…
Currently financial advisor Timothy Hanson (Hanson), currently employed by brokerage firm Mcdonald Partners LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Remis (Remis), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Remis recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Miguel Cabarcas (Cabarcas), previously associated with Worden Capital Management LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cabarcas recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlos Salazar (Salazar), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Salazar recommended unsuitable investments in different investment products including debt securities among other allegations…