According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Hernandez (Hernandez), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Santiago Torres (Torres), previously associated with Truist Investment Services, Inc., has at least 3 disclosable events. These events include 2 customer complaints, one regulatory, alleging that Torres recommended unsuitable investments in different investment products including debt securities…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Brown (Brown), currently associated with St. Bernard Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Brown recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Magruder (Magruder), previously associated with Raymond James & Associates, Inc., has at least 4 disclosable events. These events include 2 customer complaints, 2 regulatory, alleging that Magruder recommended unsuitable investments in different investment products including debt…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amy Marx (Marx), previously associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one regulatory, alleging that Marx recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Mariani (Mariani), previously associated with Aegis Capital Corp., has at least 6 disclosable events. These events include 4 customer complaints, 2 regulatory, alleging that Mariani recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Reimer (Reimer), currently associated with Dominari Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reimer recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Fasciglione (Fasciglione), previously associated with Aegis Capital Corp., has at least 10 disclosable events. These events include 7 customer complaints, 3 regulatory, alleging that Fasciglione recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Viktoriia Strange-vitkovska (Strange-vitkovska), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Strange-vitkovska recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Cazier (Cazier), previously associated with J.w. Cole Financial, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Cazier recommended unsuitable investments in different investment products including debt securities among other…