Articles Tagged with Jacob Cazier

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Cazier (Cazier), previously associated with J.w. Cole Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cazier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $296,290.00 on January 25, 2026.

Stephen R. Swensen (‘Swensen’) operated a classic Ponzi scheme since at least June 2011 until the death of Swensen in June 2022. 2018, Cazier formally joined the scheme as Swensen’s business partner and allegedly and knowingly assisted in its expansion. Through Navigation Capital Group, LLC, which he comanaged with Swensen, Cazier allegedly promoted the fraudulent investments to clients, participated in financial planning meetings, and received investor funds despite knowing-or recklessly disregarding-that the investments were fictitious.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Cazier (Cazier), previously associated with J.w. Cole Financial, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Cazier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $14,400,000.00 on February 26, 2024.

Allegations against the Firm for failing to detect an alleged fraud operated away from the Firm by a deceased representative that was with the Firm for less than two months. Claimants invested with the other representative after his departure from the Firm. Claimants allege Registered Representative was indirectly involved.