Key Investment Services LLC Tag Archives

Broker David Baldwin in Key Investment Services LLC Firm Has Customer Complaint

April 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Baldwin (Baldwin), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Baldwin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,890.00 on June 04, 2024.

Client alleges the December 2023 purchase of two F & G fixed annuities totaling $174,779 were misrepresented.

There are Recent Customer Complaints with Broker Christian Moore in Firm Key Investment Services LLC

March 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christian Moore (Moore), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,409.26 on January 13, 2025.

Client alleges the October 2024 continuation of a fixed annuity, after her husband’s death was poor advice.

There are Recent Customer Complaints with Broker Paula Walker in Firm Key Investment Services LLC

March 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paula Walker (Walker), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Walker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $6,409.20 on January 13, 2025.

Client alleges the August 2021 recommendation to purchase a fixed annuity in the amount of $52,852 was poor advice.

There are Recent Customer Complaints with Broker Viktoriia Strange-vitkovska in Firm Key Investment Services LLC

February 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Viktoriia Strange-vitkovska (Strange-vitkovska), currently associated with Key Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Strange-vitkovska recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $117.60 on January 29, 2024.

With regard to a term life insurance policy purchased in September 2023, the Policy owner executed an affidavit of forgery and claims that she did not sign the life insurance application, illustration and labslip documents and did not authorize the purchase of the policy. She requested to surrender the policy.