Securities Lawyers Blog
The investment fraud lawyers at Gana Weinstein LLP represent investors nationwide in FINRA arbitration claims against brokerage firms such as Zytrade LLC. Retirement account losses, structured product losses, private placement losses, and losses in non-traded REITs and other alternative investments are frequently the result of unsuitable recommendations rather than ordinary market risk. Our attorneys can analyze your investments, determine whether your broker or financial advisor acted improperly, and pursue recovery of your losses.
Zytrade, doing business as Halifax America, is an online brokerage offering low-cost access to stocks, options, exchange-traded funds, and bonds through self-directed trading platforms and automated trading based on clients’ chosen newsletters or trading systems. Organized in Delaware in 2019, the firm is headquartered on West Olympic Boulevard in Los Angeles, California.
Zytrade LLC – By the Numbers:
- CRD #: 172567
- Regulatory Events: 2
- Broker Employees: 3
Zytrade LLC – In the News:
FINRA v. Zytrade LLC (Case #2015045780901) – Between December 2014 and May 2015, Halifax America made misleading statements to FINRA in connection with its application for registration as a new FINRA member in violation of FINRA Rules 1122 and 2010. Between May and October 2015, Halifax America permitted an unregistered person to engage in securities activities requiring registration in violation of NASD Rule 1031 and FINRA Rule 2010. During January and February 2016, Halifax America made two payments totaling approximately $4,460 to an unregistered entity in violation of FINRA Rules 2040 and 2010. Between October 2015 and February 2016, Halifax America failed to establish, maintain, and enforce a supervisory system, including written supervisory procedures, reasonably designed to review the trading activity in customer accounts in violation of FINRA Rules 3110 and 2010. Between May and November 2015, Halifax America failed to establish, document, and maintain a reasonable Customer Identification Program in violation of FINRA Rules 3310 and 2010.
Our broker misconduct attorneys have successfully pursued FINRA arbitration claims against brokerage firms large and small. If your financial advisor at Zytrade LLC lost your money, contact Gana Weinstein LLP for a free, no obligation consultation.