Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zachary Brannon (Brannon), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Brannon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 23, 2021.
The client alleges the financial advisor misrepresented the Franklin US Government Securities Fund (FKFSX) purchased on 9/1/2020.