Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yasmin Virani (Virani), previously associated with Canaccord Genuity Wealth Management (usa) INC., has at least one disclosable event. These events include one customer complaint, alleging that Virani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,760,770.00 on November 21, 2022.
The civil claim alleges that Canaccord Genuity Corp. (“CGC”) is vicariously liable for the conduct of its investment advisor between January 2020 and May 2022, including alleged negligent misrepresentation, and also alleges that CGC was negligent in its supervision of that advisor.