Canaccord Genuity Wealth Management (usa) INC. Tag Archives

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Canaccord Genuity Wealth Management (USA) Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

Canaccord Genuity Wealth Management (USA) is a broker-dealer and investment adviser that provides wealth management services to private clients. The firm was originally formed in Minnesota in 1976.

Canaccord Genuity Wealth Management (USA) Inc. – By the Numbers:

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yasmin Virani (Virani), previously associated with Canaccord Genuity Wealth Management (usa) INC., has at least one disclosable event. These events include one customer complaint, alleging that Virani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,760,770.00 on November 21, 2022.

The civil claim alleges that Canaccord Genuity Corp. (“CGC”) is vicariously liable for the conduct of its investment advisor between January 2020 and May 2022, including alleged negligent misrepresentation, and also alleges that CGC was negligent in its supervision of that advisor.

Articles Tagged with Canaccord Genuity Wealth Management (usa) INC.

Canaccord Genuity Wealth Management (USA) Inc.

There are Recent Customer Complaints with Broker Yasmin Virani in Firm Canaccord Genuity Wealth Management (usa) INC.