Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Lodico (Lodico), currently associated with Craft Capital Management LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lodico recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on February 17, 2026.
Client claiming use of margin, unsuitable, unauthorized trades, Misrepresentation, Negligence & Breach of fiduciary duty from April – December 2005.