Articles Tagged with William Laury

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Laury (Laury), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Laury recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 25, 2025.

Customer alleges that beginning in approximately September 2019 the representative sold her multiple life insurance policies with death benefits that exceeded her needs and total premium payments greater than she was comfortable paying. Also alleges that representative failed to act in her best interest and misled her regarding the life insurance policies he sold to her.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Laury (Laury), currently associated with MML Investors Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Laury recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $23,000.00 on September 08, 2025.

Customer alleges Representative did not present competing products to consider prior to the sale of a variable universal life\, insurance policy she purchased in or around May 2022. Customer also alleges Representative did not disclose the\, commission he would earn on the policy, did not disclose the policy’s surrender charges, and did not follow the\, customer’s instructions regarding the initial premium amount to be applied when the policy was opened.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Laury (Laury), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Laury recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $55,029.00 on April 21, 2023.

The FINRA Arbitration alleges the representative provided incorrect tax advice which resulted in an unexpected tax liability for the customer. The representative denies providing any tax advice to the customer.