Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Lapiana (Lapiana), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lapiana recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $884,000.00 on June 11, 2026.
Violations of Federal Securities laws, Violation of New York consumer protection act; Violation of the New Jersey Uniform securities law; Breach of contract; Common Law Fraud; Negligence and Gross Negligence related to purchases in 2021 while Mr. LaPiana was registered with another firm.