Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Kring (Kring), previously associated with Triad Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kring recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on August 25, 2021.
Claimants allege that the representative recommended investments that were unsuitable.