Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Just (Just), previously associated with Triad Advisors LLC, has at least 8 disclosable events. These events include 8 customer complaints, alleging that Just recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on December 04, 2024.
Claimant alleges recommendations of certain direct investments were not in keeping with his investment needs and objectives, and that full disclosures regarding the investments were not made.