Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Wells Fargo Securities, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Wells Fargo Securities, LLC provides the capital markets and investment banking services of Wells Fargo, including debt and equity underwriting, mergers and acquisitions advice, loan syndications, sales and trading, and research. It serves corporations, financial institutions, and public entities throughout the United States, Latin America, Asia, and Europe.
Wells Fargo Securities, LLC – By the Numbers: