Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Wells Fargo Prime Services, LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Wells Fargo Prime Services, LLC is a Wells Fargo broker-dealer that provides prime brokerage services, including clearing, securities lending, custody, margin financing, and reporting, to customers of Wells Fargo Securities. Based in San Francisco, the firm is registered with both the SEC and the CFTC as a securities and futures broker-dealer and is owned by Wells Fargo & Company.
Wells Fargo Prime Services, LLC – By the Numbers: