Wells Fargo Advisors Financial Network

There are Recent Customer Complaints with Broker Robert Gregory in Firm Wells Fargo Advisors Financial Network, LLC

August 21, 2025 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Robert Gregory (Gregory) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Gregory was employed by Wells Fargo Advisors Financial Network, LLC at the time of the activity. If you have been a victim of Gregory’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint on July 17, 2025.

Petitioner alleges misappropriation by assisting another party’s actions to gain control of assets in an Estate.

There are Recent Customer Complaints with Broker Scott Brown in Firm Wells Fargo Advisors Financial Network, LLC

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Brown (Brown), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 07, 2023.

Customer complained that the financial advisor recommended securities not in her best interest, purchasing securities without authorization, and misrepresenting and failing to disclose facts. (4/17/2023-9/7/2023)

Broker Darren Moran in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Darren Moran (Moran), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $648,745.00 on September 13, 2023.

Claimant alleges in or around December 2017, her mother’s FA made unsuitable investments with regard to her Wells Fargo accounts.

There are Recent Customer Complaints with Broker Giuseppe Mauceli in Firm Wells Fargo Advisors Financial Network, LLC

June 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Giuseppe Mauceli (Mauceli), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mauceli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 13, 2023.

Claimants allege that starting in 2021, their Financial Advisor (FA) made unsuitable investment recommendations inconsistent with their goals and investment experience.

Broker Thomas Moran in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

June 20, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Moran (Moran), previously associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on March 01, 2024.

Claimant alleges that beginning sometime in 2018 her Financial Advisor acted contrary to her instructions which resulted in unnecessary tax implications and prevented her account from growing to its full potential.

Broker Kevin Dery in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

June 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Dery (Dery), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Dery recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on December 23, 2023.

Client alleges misrepresentations and unsuitable investments from 2019 through March 2020.

There are Recent Customer Complaints with Broker Geoffrey Collins in Firm Wells Fargo Advisors Financial Network, LLC

May 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geoffrey Collins (Collins), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Collins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 19, 2024.

Attorney for customer complained that the financial advisor misrepresented the annuitization options available when the contract period ended. (4/13/2021-3/19/2024)

Broker Thomas Ley in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

May 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Ley (Ley), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 25, 2024.

Claimant alleges her Financial Advisor made unauthorized trades causing Claimant losses.

There are Recent Customer Complaints with Broker Michael Stewart in Firm Wells Fargo Advisors Financial Network, LLC

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Stewart (Stewart), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stewart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 18, 2025.

Arbitration: Claimants allege that in 2016, the FA switched their accounts to an unsuitable fee-based account and mislead them regarding the advisory fees associated with the account.\, Complaint: Client claims charging commissions, rather than management fees, would have been more appropriate and therefore seeks reimbursement for the fees. (11/17/2017-10/1/2024)

Broker Jerry Mcewen in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jerry Mcewen (Mcewen), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcewen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 24, 2025.

Client complained they were unaware that a 1035 exchange recommended by their Financial Advisor would be subject to tax liability, and seeks reimbursement of taxes. 8/4/2014-3/24/2025)