Securities Lawyers Blog
Financial advisor complaints, broker complaints, and FINRA customer disputes are public on BrokerCheck, and a broker’s regulatory history is often the first thing an investor checks after an unexpected loss. The investor attorneys at Gana Weinstein LLP help customers of firms such as Webull Financial LLC understand what a financial advisor’s disciplinary history means and whether their own losses support a claim against the broker or the brokerage firm.
Webull Financial is an online broker-dealer offering commission-free trading in stocks, ETFs, options and other products through the Webull trading app, along with market data tools and margin trading. Based on Wall Street in New York City, the firm is the United States brokerage of Nasdaq-listed Webull Corporation, which was founded in 2016 and operates in more than a dozen markets worldwide.
Webull Financial LLC – By the Numbers: