Wealth Enhancement Brokerage Services Tag Archives

Broker Britta Ferguson in Wealth Enhancement Brokerage Services, LLC Firm Has Customer Complaint

October 15, 2025 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Britta Ferguson (Ferguson), currently employed by Wealth Enhancement Brokerage Services, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Ferguson’s most recent customer complaint alleges that Ferguson recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,800.00 on July 15, 2025.

Firm was notified on 07/15/2025 of the customer complaint. A structured note was purchased on 03/25/2025 without proper explanation to the client. The risk level of the investment was not something the customer was comfortable with and would not have moved forward with the purchase had she known upfront. The structured note had already been purchased and was in the process of being journaled. Once the journal settled, the position was closed/sold on 04/04/2025 resulting in the alleged compensatory damage amount.

Broker Edward Stike in Wealth Enhancement Brokerage Services, LLC Firm Has Customer Complaint

October 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Stike (Stike), currently associated with Wealth Enhancement Brokerage Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stike recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $750,000.00 on November 16, 2022.

Customer alleges their accounts were invested in excessively risky and over-weighted equities and high yield bonds outside of their risk tolerance.

There are Recent Customer Complaints with Broker Abraham Barrera in Firm Wealth Enhancement Brokerage Services, LLC

July 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Abraham Barrera (Barrera), currently associated with Wealth Enhancement Brokerage Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barrera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on September 26, 2023.

Former client alleges sales practice violations including breach of fiduciary duty, misrepresentation, and failure to disclose. Though not named as a respondent and not mentioned by name in the statement of claim, representative was the selling agent on the variable annuity contracts at issue.

Broker Peter Hoover in Wealth Enhancement Brokerage Services, LLC Firm Has Customer Complaint

May 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Hoover (Hoover), previously associated with Wealth Enhancement Brokerage Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hoover recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $649,000.00 on May 06, 2024.

Client alleges various causes of action due to losses related to trading of options in her investment advisory account from 2021-2022.

There are Recent Customer Complaints with Broker Bruce Helmer in Firm LPL Financial LLC / Wealth Enhancement Brokerage Services, LLC

March 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Helmer (Helmer), currently associated with LPL Financial LLC / Wealth Enhancement Brokerage Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Helmer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 08, 2024.

The customer alleged unauthorized activation of annuity feature.