Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vetea Ribet (Ribet), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ribet recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on May 25, 2021.
Customer alleges that an options strategy was unsuitable for the accounts at issue.