Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vernon Syverson (Syverson), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Syverson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 02, 2021.
The statement of claim alleges breach of fiduciary duty, intentional negligence misrepresentation, and other violations in connection with my recommendation to transfer certain mutual fund shares in 2016.