Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Velocity Clearing, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Velocity Clearing is a self-clearing broker-dealer and financial technology company that provides execution, clearing, custody, securities lending, stock locates, financing, prime brokerage, portfolio margin, and options clearing for correspondents, emerging hedge funds, institutions, and active traders, including through its Guardian Trading division. Founded in 2003 as a provider of securities locate services, the firm serves clients globally on a 24×6 basis and became majority owned by South Korean insurer Hanwha Life in 2025.
Velocity Clearing, LLC – By the Numbers: