Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Valley Financial Management, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Valley Financial Management is a broker-dealer and registered investment adviser that provides discretionary portfolio management, including a wrap fee program, to individuals, high-net-worth investors, and small businesses. Incorporated in New York in 2000 and headquartered on Madison Avenue in New York City, the firm also has advisors in Miami and is affiliated with a banking institution and an insurance agency.
Valley Financial Management, Inc. – By the Numbers: