Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Uriel Acevedo (Acevedo), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Acevedo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 12, 2021.
STATEMENT OF CLAIM ALLEGES, PRIOR TO DEATH, REP BORROWED MONEY FROM CUSTOMER WHO HAS NOT BEEN FULLY REPAID.