Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as UBS Securities LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
UBS Securities LLC is the main U.S. investment banking firm of UBS, offering a full range of investment banking services and acting as a broker-dealer, futures commission merchant, and primary dealer in U.S. government securities. Based in New York and registered with the SEC since 1978, the firm is a member of the New York Stock Exchange, NASDAQ, and other major exchanges.
UBS Securities LLC – By the Numbers: