Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyson Allred (Allred), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Allred recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,529,600.00 on May 05, 2024.
Customers allege rep made specific assurances that the investments chosen for the customers protected principal and a guaranteed return of 3.25% after two years.