Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Jinks (Jinks), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jinks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 17, 2021.
The client alleges the financial advisor failed to advise the client that he would have an early withdrawal penalty from his EDJ IRA prior to rolling over his Fidelity 401k to EDJ.