Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Gugliuzza (Gugliuzza), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gugliuzza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $110,000.00 on December 13, 2022.
Claimant asserts various claims alleging Edward Jones failed to follow Claimant’s directions to move into more conservative investments in early 2022.