Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Wilkes (Wilkes), previously associated with Trustfirst, has at least one disclosable event. These events include one customer complaint, alleging that Wilkes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint with a damage request of $2,680,220.14 on February 12, 2024.
Claimants allege in 2015 their Financial Advisor (FA) recommended transactions and an investment strategy unsuitable for their risk tolerance.