Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Castleberry (Castleberry), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Castleberry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 07, 2023.
Claimant, as Administrator of the deceased Client’s Estate, alleges that on or about March 27, 2018, Edward Jones and the registered representative effectuated a beneficiary change from the Estate to a third party when the now deceased client was not [REDACTED] competent at the time of the change.