Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Transamerica Financial Advisors, LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Transamerica Financial Advisors is a broker-dealer and registered investment adviser whose agents market and distribute variable annuities, variable universal life insurance, mutual funds, advisory programs, and other securities from affiliated and unaffiliated companies. Formed in Delaware in 1984 and headquartered at Two Liberty Place in Philadelphia, the firm serves investors across the United States, converted to a limited liability company at the end of 2024, and is wholly owned through AUSA Holding and Transamerica Corporation by Aegon.
Transamerica Financial Advisors, LLC – By the Numbers: