Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Tradition Securities and Derivatives LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Tradition Securities and Derivatives is a broker-dealer focused on trade execution, including a preferred equity desk that handles new issues and secondary trading for retail and institutional broker-dealers. Formed in Delaware in 1989 and based at 32 Old Slip in New York, the firm is a member of the New York Stock Exchange, FINRA and SIPC and is one of the brands of the Compagnie Financiere Tradition group.
Tradition Securities and Derivatives LLC – By the Numbers: