Securities Lawyers Blog
If you have lost money in your accounts at Tradeup Securities, Inc., you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.
TradeUP Securities is a self-clearing online broker-dealer that offers commission-free trading in United States equities, ETFs and options through its proprietary web and mobile platform, along with margin lending, extended-hours trading and access to IPO offerings through an affiliate. Established in New Jersey in 1986 and headquartered on Madison Avenue in New York City, the firm is affiliated with US Tiger Securities and is a member of the New York Stock Exchange.
Tradeup Securities, Inc. – By the Numbers: